Associate Director - Investment Firms

Associate Director - Investment Firms London | Hybrid | Investment Management & Regulatory Advisory Cosegic's Investment Firms practice is growing. We advise investment managers, private markets firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and complex compliance challenges. This is a role for someone who wants to lead client relationships, shape regulatory strategy and help build a high‑performing practice. The Opportunity You will: Lead client engagements across a portfolio of investment firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes, audits and remediation activity Support authorisations, Variations of Permission, Change in Control and registrations Provide strategic insight to senior stakeholders and boards You will also: Build, develop and own your client book Identify commercial opportunities and support service‑line growth Contribute to thought leadership and consulting methodology Mentor Consultants and support team development This is advisory with leadership and commercial ownership. What We're Looking For Experience supporting investment firms gained in consultancy, professional services, industry or a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR and the Investment Firm Prudential Regime. Commercial awareness, leadership capability and confidence operating at senior stakeholder level are essential. Why Join You will work directly with CEOs, COOs, CCOs, SMFs and boards influencing how investment firms interpret and respond to regulatory change. At Cosegic, we support 800+ firms across the financial services sector. Our Investment Firms practice combines deep technical expertise with practical delivery, helping clients navigate complex regulation while achieving commercial objectives. If you want to lead client relationships, develop a practice and grow your own profile, this is that platform. Benefits and Perks 25 days annual leave Hybrid working from our London, Cannon Street office Ability to work from abroad (up to 21 working days per year) Private Medical Insurance and Health Cash Plan Unlimited one‑to‑one coaching with MoreHappi Coaching Employee Benefits Platform, including Cycle to Work Scheme and Pluxe Card Tusker Electric Car Scheme Employee Assistance Programme (including counselling sessions) Pension Scheme Learning and development opportunities Volunteering, fundraising and fun company events About Us At Cosegic, we help firms rule the rules. We are a specialist compliance consultancy supporting financial services firms to navigate regulation with confidence and clarity. From FCA authorisation to ongoing compliance, prudential oversight and complex regulatory change, we provide practical, commercially focused advice that enables firms not just to meet requirements but to move forward with certainty. Our team of experienced regulatory specialists works in focused practice areas, delivering deep technical expertise with a proactive mindset. We partner with firms across the financial services spectrum, including investment managers, private markets firms, brokers, capital markets participants, wealth managers, payments firms, crypto businesses, consumer credit providers, and insurance and lending institutions. Our expertise extends across financial crime and AML compliance, strengthened by our acquisition of FINTRAIL, which enhances our capability to support firms in building robust, risk‑based financial crime frameworks in increasingly complex regulatory environments. Our approach combines strategic advice, embedded compliance support, online training and our proprietary technology platform, MyCosegic giving clients greater visibility, stronger governance and more control. We support over 800 firms across the UK and internationally. As regulation evolves, so do we by continually strengthening our expertise, refining our tools and helping our clients turn regulatory complexity into competitive advantage. At Cosegic, compliance isn't just about keeping up. It's about staying ahead. Our People We are proud to be recognised as one of the UK's best workplaces for Consultancy and Professional Services by Great Place to Work. The investment in our people is our first priority; they are what make the Cosegic difference. We foster a culture of Ambition, where people are encouraged to grow and push boundaries; Alliance, where collaboration and trust are at the heart of how we work; Authenticity, where individuals are valued for who they are and can speak openly and honestly; and Agency, where everyone is empowered to take ownership and make an impact. We are a diverse and inclusive team that supports each other, without egos, politics, or silos. We work hard to create an environment where everyone feels respected and heard, because this brings out the best in our people and the best service for our clients. We are committed to helping our clients win, by delivering innovative, expert solutions and building lasting partnerships rooted in trust and excellence. This is a full‑time, permanent role worked Monday to Friday on a hybrid basis (2 days/week at home and 3 days/week in the office).There is currently no deadline to apply; applications will be considered on a first‑come first‑served basis and the role will close once the right candidate has been found. We only accept applicant CVs from individuals who have the right to work in the UK. Please note, we would like to thank all applicants for their interest in Cosegic. Due to the volume of applications received only those shortlisted will be contacted. If you have not received a response within 20 working days, please assume your application has not been successful. #J-18808-Ljbffr