Investment Banking Legal

Department:

Corporate Services Team:

Legal & Compliance Reporting to:

Chief Compliance Officer Designation:

Vice President (VP)

Responsibilities: Transaction & Deal Support: Draft, review, and negotiate transaction documents including: Engagement letters, term sheets, NDAs Share Purchase / Subscription Agreements Shareholders’ Agreements Offer documents, information memoranda, and placement documents

Regulatory & Compliance Advisory: Advise the Investment Banking team on applicable

SEBI regulations , including ICDR, LODR, PIT Regulations, Takeover Code, and other relevant circulars and guidelines.

Risk Management & Governance: Identify and assess legal and regulatory risks associated with proposed transactions and business initiatives. Provide pragmatic, business‑oriented legal advice while safeguarding the firm’s legal and reputational interests. Support internal approvals, legal sign‑offs, and documentation required for Investment Banking Committee/Management/Board approvals.

Internal Stakeholder Management: Work closely with Investment Bankers, Compliance, Risk, Finance, and Operations teams to facilitate smooth deal execution and reporting. Support training and awareness initiatives for Investment Banking teams on legal and regulatory developments impacting transactions. Assist in developing and updating standard templates, playbooks and legal SOPs for investment banking activities.

Key Skills & Competencies: Strong understanding of

capital markets, M&A, and investment banking transactions Sound knowledge of

SEBI regulations, Companies Act, FEMA , and related laws Ability to liaise with regulators and external counsels in line with transaction requirements. Excellent drafting, negotiation, and analytical skills Ability to work under tight timelines and manage multiple transactions simultaneously Strong stakeholder management and communication skills High level of integrity, judgment, and attention to detail

Qualifications & Experience Bachelor’s degree in Law (LLB); LLM preferred 10 – 15 years

of relevant experience In‑house legal role within an investment bank Prior hands‑on experience in capital markets and M&A transactions is essential