Investment Guideline Compliance Analyst

Investment Guideline Compliance Analyst (Charles River – CRD) Location:

Mumbai / Nashik Experience:

5–13 Years

Role Summary: Investment Compliance professional with hands-on experience in

Charles River (CRD) , responsible for

CRD rule coding, pre-trade guideline implementation, and post-trade compliance monitoring

to ensure regulatory and client mandate adherence.

Key Responsibilities: Configure, test, and maintain

CRD compliance rules and coding logic . Implement and monitor

Pre-Trade & Post-Trade compliance guidelines . Interpret IMAs, prospectuses, and regulatory requirements and translate them into system rules. Investigate and resolve compliance breaches and alerts with PMs and Traders. Support new account onboarding, mandate setup, and guideline implementation. Prepare compliance reports and assist in audits and regulatory reviews.

Required Skills: Strong hands-on experience in

Charles River Investment Management System (CRIMS) Experience in

CRD rule coding and compliance configuration Knowledge of asset classes (Equities, Fixed Income, Derivatives preferred) Strong analytical skills: Excel proficiency (SQL is a plus)