C&AFC - Compliance Advisory Analyst – Deutsche Sekuritas Indonesia (“DSI”) - AVP

Overview

Join to apply for the C&AFC - Compliance Advisory Analyst – Deutsche Sekuritas Indonesia (DSI) - AVP role at Deutsche Bank. Details of the Division and Team

The Business Compliance Advisor is responsible for providing regulatory advice to relevant business and/or infrastructure areas and typically has regional coverage. The Business Compliance Advisor supports DSI management and the specific business/infrastructure area in accordance with respective processes and evaluates the adequacy and effectiveness of internal controls relating to risks within those areas. They focus on all non-financial risk categories of the stakeholders and have a deep knowledge of their coverage areas. This role provides key support to Local compliance management and Regional Compliance, engaging with regulators for ad-hoc information requests and regulatory audits/inspections. The role requires compliance and risk management that is independent and aligned with OJK regulation for securities companies. What we will offer you

A healthy, engaged and well-supported workforce is better equipped to do their best work and, more importantly, to enjoy their lives inside and outside the workplace. The company is committed to development and wellbeing. Your key responsibilities

Advise the Business and Infrastructure teams on Compliance-related matters. Support DSI management and employees in understanding and managing: the application of Deutsche Bank’s ethical standards and professional principles; general compliance with laws, rules, regulations, directives, and DB Group standards; escalation of issues, incidents, and breaches; and implementation of processes and procedures regarding abuse of assets, information, or procedures. Manage cross-border compliance-related matters and ensure clear accountability across the first and second lines of defence. Report to DSI management/board and regulators on Compliance matters, including risk exposures, incidents, and effectiveness of the Compliance framework; undertake risk assessments and develop remedial actions as needed. Monitor and test compliance with laws, regulations, and internal controls; support management in identifying remedial actions. Participate in projects to ensure adherence to standards and mitigate risks; liaise with Compliance senior management within the DB Group for reporting and escalation. Provide advice on development of new activities in line with processes; promote a compliance-aware culture through local education and awareness initiatives. Act as a confidential point of contact for staff to raise concerns; provide local and regional support to Compliance management teams as required. Your skills and experience

Fluent in written and spoken English. Significant experience as a Compliance Officer in a local or international financial institution or Regulatory Authority is desirable but not essential. Certification aligned with regulatory requirements (e.g., Compliance Certification/Underwriter Certification) is desirable. Familiar with compliance-related laws and regulations, especially those related to securities; knowledge of international and European laws is a plus. Excellent knowledge of banking and investment products; good understanding of regional directives and cross-border marketing regulations. Project management skills for local Compliance projects and collaboration with global Compliance teams; desirable but not essential. Strong interpersonal skills, integrity, discretion, and ability to work in a matrix structure. A proactive, hands-on approach; ability to work with regulators and internal stakeholders under pressure. Ability to build relationships with local legal, regulatory, and public authorities and partner with Compliance peers and other risk/control functions. Willingness to work with senior management within the country and Deutsche Bank Group. How we’ll support you

Flexible working arrangements. Coaching and support from team experts. A culture of continuous learning and progression. Flexible benefits to suit your needs. Training and development opportunities. About us and our teams

Deutsche Bank is the leading German bank with strong European roots and a global network. We promote a positive, fair and inclusive work environment. Seniority level: Not Applicable Employment type: Full-time Job function: Legal

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