Compliance Officer, Wealth Compliance Examinations

**Perform Examinations -** You will perform high quality, thorough and timely execution of Wealth Compliance examinations. You will have a thorough understanding of CIBC Asset Management Inc.’s (“CAMI”) Investment Fund Manager and Portfolio Management operations and regulatory requirements applicable to their activities.

Additionally, you will have a thorough understanding of the operations and regulatory requirements applicable to CIBC’s Investment Dealer and Mutual Fund Dealer activities (i.e. CIBC Wood Gundy, CIBC Imperial Investor Services, CIBC Investor’s Edge, and CIBC Securities Inc.).

You will use your well-developed examinations skills to evaluate the effectiveness of processes and controls and identify and recommend areas for improvement.**Strong Communication and Interpersonal Skills -** Effectively communicate and discuss compliance findings with internal partners which include subject matter experts from Compliance, Governance and Controls, Legal, Risk Management, Portfolio Management, Trading, Product Development, Marketing, Regulatory Reporting, and Operations.**Strong Leadership -** Work with the Examinations team to share knowledge and help implement changes to strengthen the Compliance Examinations Program.

You provide a safe environment in which different opinions are welcomed.

* **You have completed** the Canadian Securities Course, and Conduct and Practices Handbook Course from the Canadian Securities Institute.* **You embrace and champion change.** You'll continuously evolve your thinking and the way you work in order to deliver your best.* **Your influence makes an impact.** You know that relationships and networks are essential to success. You inspire outcomes by making yourself heard.

You build trust through respect and authenticity.* **You give meaning to data.** You enjoy investigating complex problems, and making sense of information. You're confident in your ability to communicate detailed information in an impactful way.* **Values matter to you.** You bring your real self to work and you live our values – trust, teamwork and accountability.**You have completed a relevant undergraduate degree** and studying towards relevant professional designations such as CFA, FRM, CIA and want to get a unique exposure to wealth management through the regulatory compliance perspective. You have academic knowledge of wealth management and you are looking to apply it.**You** **have wealth compliance** examination or audit experience.**You can demonstrate** experience in analyzing and understanding regulations, policies and procedures, and apply critical and strategic thinking to address issues and recommend value-added solutions.* We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program\*, defined benefit pension plan\*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.* Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.* We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.* CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com* CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.* You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.* We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.

Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.

Every day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us. #J-18808-Ljbffr